Policies & Procedures
| Description | Download |
|---|---|
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PMLA Policy |
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Surveillance Policy |
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Internal Control – Policy & Procedures |
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Policy On Identification Of Beneficial Ownership |
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Investor Complaint Redressal Mechanism Policy |
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Policy On Circulation Of Unauthenticated News-blog Chat Policy |
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Client Code Modification Policy |
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Dormant Or Inactive Policy |
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Pre Funded Instrument Policy |
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Conflicts of Interest Policy |
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Running Account Settlement Policy |
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Risk Management Policy |
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Policy On Prevention Of Insider Trading |
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Policy on Handling of Good Till Cancelled |